NYSE Arca

About the NYSE Arca Bylaws and Rules

Covers the Bylaws and Rules of NYSE Arca.

What's New

NYSE Arca Rules

The following rules are amended:

  Rule 0 - Regulation of the Exchange, OTP Holders and OTP Firms
  Rule 2.4 - Application Procedures
  Rule 3.2 - Options Committees
  Rule 3.3 - Board Committees
  Rule 6.1A - Definitions and References - OX
  Rule 6.8 - Position Limits
  Rule 6.43 - Options Floor Broker Defined
  Rule 6.64 - OX Opening Process
  Rule 6.72 - Trading Differentials
  Rule 6.87 - Nullification and Adjustment of Options Transactions including Obvious Errors
  Rule 10.3 - Ex Parte Communications
  Rule 10.6 - Offers of Settlements
  Rule 10.8 - Review
  Rule 10.11 - Appeal of Floor Citations and Minor Rule Plan Sanctions
  Rule 10.12 - Minor Rule Plan
  Rule 10.14 - Hearings and Review of Decisions by the Exchange

NYSE Arca Equities

The following rules are amended:

  Rule 0 - Regulation of the Exchange and Exchange Trading Permit Holders
  Rule 1.1(s) - Indicative Match Price
  Rule 2.3 - Application Procedures
  Rule 2.100 - Emergency Powers
  Rule 3.2 - Equity Committees
  Rule 3.3 - Committee for Review ("CFR")
  Rule 5.3(i)(1) - Financial Reports and Related Notices
  Rule 5.5(m) - Delisting Procedures
  Rule 7.31P - Orders and Modifiers
  Rule 7.35P - Auctions
  Rule 7.46 - Tick Size Pilot Plan
  Rule 8.600 - Managed Fund Shares
  Rule 10.3 -Ex Parte Communications
  Rule 10.6 - Offers of Settlements
  Rule 10.8 - Review
  Rule 10.11 - Appeal of Minor Rule Plan Sanctions
  Rule 10.12 - Minor Rule Plan
  Rule 10.13 - Hearings and Review of Decisions
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